Abstract
Bin-Bin Cong1,2,3, Xiao-Shan Cao2,3, Lu Cao4, Hui Zhu3,5, Yi-Shan Yu3,5, Jin-Ming Yu3,5,*and Yong-Sheng Wang2,3,*
1School of Medicine and Life Sciences, University of Jinan and Shandong Academy of Medical Sciences, Jinan, Shandong, 250200, China
2Breast Cancer Center, Shandong Cancer Hospital Affiliated to Shandong University, Jinan, Shandong, 250117, China
3Shandong Academy of Medical Sciences, Jinan, Shandong, 250062, China
4Department of Radiation Oncology, Ruijin Hospital, Shanghai Jiaotong University School of Medicine, Shanghai, 200025, China
5Department of Radiotherapy, Shandong Cancer Hospital Affiliated to Shandong University, Jinan, Shandong, 250117, China
*These authors contributed equally to this work
Correspondence to:
Yong-Sheng Wang, email: [email protected]
Jin-Ming Yu, email: [email protected]
Keywords: breast cancer, internal mammary lymph nodes, sentinel lymph node biopsy, internal mammary lymph nodes irradiation
Received: June 08, 2017 Accepted: July 25, 2017 Published: August 11, 2017
ABSTRACT
Inclusion internal mammary lymph nodes as a part of regional nodal irradiation have a potential to reduce local recurrence, distant recurrence, and improve survival in breast cancer. However, the increased risk of cardiac toxicity and lungs injure associated with internal mammary lymph nodes irradiation has drew more and more attention. Estimating risk of metastasis in internal mammary lymph nodes based on axillary lymph nodes metastasis status is not always reliable: low-risk do not always mean negative in internal mammary lymph nodes and high-risk do not always indicate positive in internal mammary lymph nodes. Inaccurate prediction of in internal mammary lymph nodes metastasis might lead to over- or under-treatment of in internal mammary lymph node. Internal mammary sentinel lymph node biopsy is a minimally invasive technique which has a high potential to accurately evaluate the metastasis status in in internal mammary lymph nodes and improve accuracy of nodal staging. This technique might be a useful tool to guide individualized internal mammary lymph nodes irradiation.
INTRODUCTION
Internal mammary lymph nodes (IMN) metastasis has a similar prognostic importance as axillary lymph nodes (ALN) involvement in breast cancer patients. IMN metastases have been demonstrated to occur in 28–52% of ALN positive patients and 5–17% of ALN negative patients [1, 2]. Regional nodal irradiation (RNI), together with chest-wall or conserved breast irradiation, has been proved to not only improve local control, but also reduce any recurrence and increase overall survival in high-risk breast cancer patients. Even if the evidence supporting delivery of RNI in patients with positive ALN is increasing, and National Comprehensive Cancer Network (NCCN) Breast Cancer Clinical Practice Guidelines updated in 2016 has raised the level of recommendation for internal mammary lymph nodes irradiation (IMNI), value of IMNI remains more controversial than other sites of RNI. Hesitations in delivering about IMNI are listed as follow: rate of clinically detected IMN recurrence is low, studies evaluating separately the role of IMNI are scared and inclusion of IMN as a part of RNI would increase dose-volume of cardiac and pulmonary irradiation. Current review aims to evaluate the role of IMNI based on available trials, and to integrate diagnostic and surgical procedure as to identify the subset of patients who might benefit more from IMNI.
Benefit of internal mammary lymph node irradiation
Survival benefit of internal mammary lymph nodes irradiation
For most breast cancer patients, improvement of systemic therapy has significantly decreased the risk of death from distant metastasis, after which the optimized local therapy could, eventually, contribute more to improving survival in the era of molecular subtypes guided adjuvant system therapy [3]. Meta-analysis from Early Breast Cancer Trialists’ Collaborative Group found that post-mastectomy radiotherapy (PMRT) given to chest wall irradiation and regional nodes could significantly reduce locoregional recurrence, overall recurrence, and breast cancer mortality in women with node positive disease. About one breast cancer death avoided in 20 years after PMRT were of comparable relevance to every 1.5 recurrences of any type (i.e., either loco-regional or distant) avoided during the first 10 years [4]. The MA.20 trial from NCIC Clinical Trials Group found that addition of RNI (including IMNI and irradiation to axilla in those not fully dissected) to whole breast irradiation reduced the rate of breast cancer recurrence in node-positive and high-risk node-negative breast cancer patients. After 10-year follow-up, the rate of disease free survival (DFS) in RNI group was significantly improved than that in the control group (82.0% vs. 77.0%; [HR] 0.76 [95% CI, 0.61–0.94], P = 0.01). The rate of distant disease free survival (DDFS) was also improved in the RNI group (86.3% vs. 82.4%; [HR] 0.76 [95% CI, 0.60–0.97]; P = 0.03). In the subset of patients with estrogen receptor negative disease, RNI even improved rate of overall survival (OS) with a difference approaching statistical significance (81.3% vs. 73.9%, [HR] 0.69 [95% CI, 0.47 to 1.00]; P = 0.05) [5]. EORTC 22922/10925 study, similarly evaluating value of addition of RNI (including IMNI) to chest wall or whole breast irradiation, showed that RNI significantly improved DFS (72.1% vs. 69.1%, [HR], 0.89 [95% CI, 0.80–1.00], P = 0.04), DDFS (78.0% vs. 75.0%, [HR], 0.86 [95% CI, 0.76–0.98], P = 0.02), and reduced breast cancer mortality (12.5% vs. 14.4%, [HR], 0.82 [95% CI, 0.70–0.97], P = 0.02) [6]. RNI was also demonstrated to increase OS, although without statistical significance (OS, 82.3% vs. 80.7%, [HR] 0.87 [95% CI, 0.76–1.00], P = 0.06). Thus, it is solid enough to prove that addition of RNI, with IMNI as a constant component, contributed to a reduction in loco-regional recurrence and distant metastasis in node positive and high-risk node negative patients, with a trend of improvement in survival in selected sub-population.
As to extrapolate role of IMNI from the above two randomized trials, the major limitation is that it is very difficult to differentiate the contribution of IMNI apart from RNI as a whole. In an early nonrandomized prospective trial, Stemmer et al evaluated the role of IMNI in high-risk stage II–IIIA breast cancer patients. IMNI was performed on 67 out of 100 patients with a total dose of 50.4 Gy using an anterior electron field. Significant improvement in DFS was observed with IMNI (73% vs. 52%; P = 0.02), with a trend towards improved OS (78% vs. 64%; P = 0.08) after a median follow up of 6.4 years [7]. Until now, there was only one randomized trial evaluating the value of IMNI in addition to chest-wall and supraclavicular nodes irradiation. In this French trial, after 11.3-year median follow-up, no benefit on OS was demonstrated in the IMNI group (59.3% vs. 62.6%, P = 0.8). Overestimation of absolute improvement of OS (10% of difference at 10 years) and the risk of IMN involvement (nearly 25%) probably undermined the power of this study to detect difference in OS and lead to negative result [8].
In the prospective cohort study of DBCG-IMN, 1,492 patients with right-sided breast cancer received IMNI and remaining 1,597 patients with left-sided breast cancer did not receive IMNI. All patients had positive ALN. After 8-year follow-up, OS in the IMNI group was significantly improved (75.9% [95% CI, 73.6–78.0] vs. 72.2% [95% CI, 69.9–74.4]; [HR] 0.82 [95% CI, 0.72–0.94], P = 0.005), breast cancer mortality rate was significantly reduced (20.9% [95% CI, 18.8–23.0] vs. 23.4% [95% CI, 21.3–25.5]; [HR] 0.85 [95% CI, 0.73–0.98], P = 0.03) [9]. Ten percent of patients with left-sided breast cancer also received IMNI, which represent that the population had more positive ALN and medial or central tumor.
It is worth noting that additional RNI including IMN was found to improve DFS, DDFS, and OS in stage I–III breast cancer in a meta-analysis of the MA.20, EORTC22922/10925, and French trials. The absolute benefits in OS were 1% in the MA.20 trial at 10 years, 1.6% in the EORTC22922/10925 trial at 10 years, and 3.3% in the French trial at 10 years (all P < 0.05), but no significance found in every single trial. RNI in the MA.20 and EORTC22922/10925 trial was associated with a significant improvement of DFS (HR 0.86 [95% CI, 0.78–0.95]) and DDFS (HR 0.84 [95% CI 0.75–0.94]) [10].
The characteristics of these RNI studies mentioned above are summarized in Table 1.
Table 1: Summary of the regional lymph nodes irradiation studies
Whelan | Poortmans | Hennequin | Stemmer | Thorsen | |
---|---|---|---|---|---|
Study Types | Randomized | Randomized | Randomized | Prospective Nonrandomized | Prospective Nonrandomized |
Enrolling Year | 2000–2007 | 1996–2004 | 1991–1997 | 1994–1998 | 2003–2007 |
Eligible Criteria | ALN+/ High-risk ALN- | ALN+/ Central or medial tumor | ALN+/ Central or medial tumor | Stage II-IIIA | ALN+ Left-side IMNI Right-side no IMNI |
No. of pts | 1,832 | 4,004 | 1,334 | 100 | 3,089 |
Median age (year) | 54 | 54 | 57 | 45 | 56 |
Breast Surgery | 100% Lumpectomy | 76.1% Lumpectomy 23.9% Mastectomy | 100% Mastectomy | 54% Lumpectomy 46% Mastectomy | 65% Mastectomy 35% Lumpectomy |
Systemic Treatment | CT (91%); HT (76%) | CT (25%); HT (30%); CT+HT (30%) | CT (61%); HT (52%) | CT (100%); HT (42%) | CT (19%); CT+HT (47%) |
ALN Status | |||||
N0 | 9.7% | 44.4% | 24.8% | 0% | 0% |
N1–3+ | 85.0% | 43.1% | 44.1% | 0% | 58.9% |
N ≥ 4+ | 5.3% | 12.5% | 31.1% | 100% | 41.1% |
Target Range | Breast ± RLN | Breast/chest wall ± RLN | Chest wall + SCV LN ± IMN | Breast/chest wall + SCV LN ± IMN | Breast/chest wall + SCV LN ± IMN |
Intercostal Spaces of IMNI | 1–3 | 1–5 (LIQ) 1–3 (other) | 1–5 | 1–5 | 1–4 |
Dose of Breast/Chest wall | 50 Gy/25 fx | 50 Gy/25 fx | Base on the center | 50.4 Gy/28 fx | 48 Gy/24 fx |
Dose of IMNI | 45 Gy/25 fx | 50 Gy/25 fx | 45 Gy/25 fx | 50.4 Gy/28 fx | 48 Gy/24 fx |
Median FU | 9.5 | 10.9 | 11.3 | 6.4 | 8.9 |
OS % Improved | 1%, P = 0.38 | 1.6%, P = 0.06 | 3.3%, P = 0.8 | 14%, P = 0.8 | 3.7%, P = 0.005 |
Other Outcomes Improved | DFS 5%, P= 0.01; BCM 1%, P= 0.11 | DFS 3%, P= 0.04; DMFS 3%,P = 0.02 | DFS 3.3%, P = 0.35 | DFS 21%, P = 0.02 | BCM 2.5%, P = 0.03; DRR 2.3%, P = 0.07 |
Abbreviations: ALN Axillary lymph node; IMNI Internal mammary lymph node irradiation; CT chemotherapy; HT hormonal therapy; RLN Regional lymph node; SCV LN supraclavicular lymph node; IMN Internal mammary lymph node; LIQ lower inner quadrant; fx fractions; FU Following-up; OS overall survival; DFS disease free survival; BCM breast cancer mortality; DMFS distant recurrence free survival; DR distant recurrence rate
Guidelines changed in internal mammary lymph nodes irradiation
From 2012 to 2015, the NCCN Breast Cancer Clinical Practice Guidelines constantly recommended IMNI for patients with ALN metastasis after lumpectomy or mastectomy as “strongly consideration” (category 2B). Subsequent to the results of the IMNI trials published, since 2016, NCCN Guidelines have updated recommendation of IMNI for patients with ≥ 4 positive ALNs as category 1, and strongly consider IMNI for patients with 1–3 positive ALNs (category 2A), both after mastectomy and lumpectomy.
The ASCO-ASTRO-SSO panel also updated the ASCO guideline of postmastectomy radiotherapy which recommends treatment generally be administered to both the IMNs and the supraclavicular-axillary apical nodes in addition to the chest wall or reconstructed breast for patients with positive ALNs [11].
Nevertheless, controversies persist regarding recommendation of IMNI in all patients with ALN metastasis. As a result, we need an accurate and effective procedure to detect subclinical metastases in IMN, in order to guide selection of high-risk population with IMN metastasis and best present the benefit of IMNI
Toxicity of internal mammary lymph nodes irradiation
Dose to organ-at-risk in delivering internal mammary lymph nodes irradiation
One of major concerns about IMNI is the increased dose-volume of cardiac and pulmonary irradiation [12–14]. In the DBCG-IMN study, due to concern of the risk of radiation-induced heart disease, only patients with right-sided breast cancer were allocated to IMNI. In a dosimetric analysis of this study, mean heart dose was found to increase by a median of 4.8 Gy (0.9–8.7 Gy, P < 0.05) if IMNI was performed without dose-volume constraints in organs-at-risk [9, 15, 16]. Long term follow-up of randomized clinical trials has proven that irradiation exposure of the heart during breast cancer radiotherapy would increase the subsequent risk of heart disease [13, 17]. The dose response relationship established by Darby et al. suggested that the risk of ischemic heart disease increased by about 7% (95% CI, 3%–14%) for each 1 Gy increase in the mean dose of irradiation to the heart [18]. Similarly, Sardaro et al. estimated a 4% increase in the risk of heart disease for each 1 Gy increment in mean heart dose based on a large study of breast cancer patients treated with radiotherapy in Denmark and Sweden [19]. The results of MA.20 study also showed that patients in the RNI (including IMN) group had a higher rate of grade II or greater acute pneumonitis (1.2% vs. 0.2%, P = 0.01) and lymphedema (8.4% vs. 4.5%, P = 0.001) [5]. Further follow-up should be performed to evaluate the late side effects of IMNI.
Except for increase dose-volume of cardiac and pulmonary irradiation, synergistic adverse effect of IMNI and systemic therapy on normal tissue has also led to specific concern. About 20–25% of breast cancer patients had human epidermal growth factor receptor 2 (HER2) over-expressive tumors, which could benefit from trastuzumab with increase in DFS and OS [20, 21]. Similar to radiotherapy, trastuzumab is associated with increased cardiac toxicity. In clinical practice, adjuvant radiation therapy is usually administered in concurrent with trastuzumab, which raises concern about cardiac safety in delivering IMNI in left-sided patients treated with trastuzumab. Cao et al. has performed a series of studies to evaluate early cardiac toxicity associated with adjuvant radiotherapy of left-sided breast cancer with concurrent trastuzumab [22–24]. Result from these studies showed that concurrent trastuzumab and left-sided radiotherapy could be well tolerated in terms of early cardio-toxicity in patients with normal baseline cardiac function after adjuvant chemotherapy. In a prospective study of 106 breast cancer patients treated with concurrent trastuzumab-radiotherapy, Caussa et al. also reported similar result. Of these 106 patients, 88 patients (83%) received IMNI, which included 40 patients with left-sided breast cancer. After 28-month median follow-up, only six patients developed reversible ≥ grade II LVEF dysfunction [25]. Nevertheless, studies published by Cao et al. also reported association between increased low dose-volume, mean heart dose and increased acute left ventricular ejection fraction (LVEF) dysfunction, left ventricular diastolic dysfunction [23]. As a result, when IMNI was delivered concurrently with trastuzumab in left-sided patients, careful evaluation of baseline cardiac function before radiotherapy and strict dose-volume constraints in heart should be performed to guarantee cardiac safety.
Control of side effect
IMNI was associated with significant increase in dose-volume irradiation of heart and lung when outdated techniques were used [13, 18, 26]. With the development of modern techniques, irradiation dose to cardiac and pulmonary structures from breast radiotherapy have generally decreased during recent decades. The left-right difference in cardiac exposure to irradiation is less evident in case of IMNI through a separate anterior field [27]. Visualization of organs at risk (OARs) in the computerized tomography (CT) planning enables precise volumetric and geographical definition of clinical target volume and thus minimizes dose to the OARs [28]. Intensity-modulated radiotherapy (IMRT) has also shown promising results as a cardiac and pulmonary sparing technique for breast cancer patients in several reports [29, 30]. In addition, MacDonald et al. showed the great potential of proton radiotherapy in lowering dose to cardiac and pulmonary structures in treating chest wall and regional lymph nodes (including IMN) [31]. With decreasing in dose-volume of OARs irradiation, the risk of radiation-induced toxicity was also obviously reduced during recent decades. Højris et al. compared patients in Denmark who were treated during 1982–1990 with or without PMRT (including IMN) and found no increased risk of cardiovascular disease in patients received irradiation [32]. In the French IMN study, the grade III-IV late side effects of irradiation were roughly of the same order of magnitude (3.1%, 21/672 vs. 2.3%, 15/662) and no significant increase in late cardiac events (2.2%, 15/672 vs. 1.7%, 11/662) observed in the IMNI group [8].
Individual positioning is a feasible approach through which to reduce radiation dose to the OARs [33, 34]. The prone positioning has been reported to significantly reduce the lung dose and the heart exposure in breast cancer patients [33–36]. For patients with unfavorable anatomy, breath hold techniques and the additional heart block may be useful to spare irradiation of the cardiac or pulmonary structures [32, 37]. Deep inspiration breath-hold (DIBH) have shown a promise in reducing heart doses without compromising target volume or increasing contralateral breast dose. DIBH could increase spatial separation between the heart and the target volume, which results in a decreased exposure volume of the heart within the tangential fields [38]. Furthermore, risks of radiotherapy induced major coronary events could be reduced by targeting baseline cardiac risk factors (cholesterol, smoking, hypertension), by modification of lifestyle modification and pharmacological treatment [39].
Potential strategies to tailor internal mammary lymph node irradiation
Although the 2016 NCCN Breast Cancer Clinical Practice Guidelines recommends IMNI for patients with ≥ 4 positive ALNs, and strongly considers IMN for patients with 1–3 positive ALNs, there is lack of evidence to establish the risk of IMN involvement [40]. Studies of extended radical mastectomy reported that 38.3% (36.8%–46.2%) of patients with ≥ 4 positive ALNs, 19.6% (18.8%–26.7%) of patients with 1–3 positive ALNs, and 9.2% (4.4%–16.8%) of patients with negative ALNs had IMN metastases. The fact was that, negative IMN was found in about 60% of patients with ≥ 4 positive ALNs and positive IMN was found in about 9% patients with negative ALNs [41–43]. The population of overlapped risk remains a clinical dilemma. In clinical practice, imaging techniques, such as positron emission tomography/computed tomography, ultrasound and magnetic resonance imaging, could usually detect lesions ≥ 5 mm [40], but the metastases lesions in IMN is too small (median 4 mm, range 0.7–11 mm) to be detected in general [44]. The results of extended radical mastectomy showed that patients with following conditions had high-risk of IMNs metastasis (> 20%): (1) ≥ 4 positive ALNs, (2) medial tumor and positive ALNs, (3) T3 tumor and younger than 35-year-old, (4) T2 tumor and positive ALNs, (5) T2 tumor and medial tumor [43]. The frequency of IMN recurrence is low (mean 0.9%, range 0.1–1.5%) [45–47] and ER/PR status is a risk factor for DFS of IMN recurrence [47]. However, all these methods are not enough to guide the individualized IMNI in the clinical practice. Therefore, a more accurate technique is required to better evaluate the pathological status of IMN and to guide IMNI.
The study by Veronesi et al. found that IMNI could improve the survival in patients with metastases in IMN identified by internal mammary lymph node biopsy. In this large series of 663 patients, 68 (10.3%, 68/663) patients received IMNI for histologically proven IMN metastases. IMNI was effective yielded a 5-year OS of 95% to compare with IMN negative without IMNI [48].
Currently, internal mammary sentinel lymph node biopsy (IM-SLNB) via intercostal space could be an accurate technique to guide personalized IMNI and minimize invasive staging in IMN [40, 49, 50]. Even though breast cancer staging has incorporated IM-SLNB concept since the 6th edition of the American Joint Committee on Cancer, IM-SLNB has not been performed routinely in the clinical practice [51]. The studies of IM-SLNB showed that the success rate of IM-SLNB has reached 60%–100% with minimal or no prolong in the operative time, but the visualization rate of IM-SLN was low [44, 52–54], which has been the restriction for both clinical study and daily practice of IM-SLNB. Now, a modified radiotracer injection technique was established based on the IM-SLN lymphatic drainage pattern and could significantly improve the IM-SLN detection rate from 15.5% to 71% (P < 0.001) [55]. The accuracy of the modified injection technique and the IM-SLN lymphatic drainage pattern has been validated by our team [56].
Up to now, 313 patients with breast cancer received IM-SLNB guided by the modified radiotracer injection technique. The overall visualization rate of IM-SLN detected by preoperative lymphoscintigraphy and gamma probe was 70.9% (327/461). The success rate of IM-SLNB was 97.1% (304/313). In patients who performed IM-SLNB successfully, a total of 585 lymph nodes were removed, the median number of IM-SLNs was 2 (range 1–4 nodes). The IM-SLNs were located in the first (5.5%, 32/585), second (46.3%, 271/585), third (40.5%, 237/585) and forth (7.7%, 45/585) intercostal space. The positive IM-SLNs were located in the first (1.6%, 1/64), second (56.3%, 36/64), and the third (42.1%, 27/64) intercostal space. Our data showed that the IM-SLN involvement rate was 8.3% (18/218) in patient with ALN negative and 18.6% (16/86) in ALN positive patients. The significant meaning of IM-SLNB, is anticipated that, to detect the sub-clinical involvement of IMN, and thus to guide IMNI in patients who might not have been recommended for IMNI, as well as to guide not to give IMNI in patients who might been recommended for IMNI by current NCCN guideline. Our current data shows that, in patients with ≥4 positive ALNs, IMNI could be avoided in 57.1% cases (20/35) with negative IM-SLN. In patients with 1–3 positive ALNs, IMNI could be avoided in 90.6% cases (115/127) with negative IM-SLN. Our study is undergoing and needs a long-term follow-up to evaluate the benefit and the late side-effect of this method. The indication of IM-SLNB should be identified from person to person in the future (eg. ALN positive, IMN metastasis with ALN negative, or medial tumor). Currently, we are designing a clinical trial to explore whether IMNI following IM-SLNB should be performed to control the local recurrence in patients with IM-SLN metastasis (Trial registration ID: NCT03024463). We hope the clinical trial will have a good result to guide the clinical practice of IMNI.
CONCLUSIONS
As the part of the regional nodes irradiation for breast cancer radiotherapy, IMNI could partly contribute to a reduction in recurrence and improved survival in some population. The balance between the technical complexities and toxicities of IMNI and relative low frequency of clinically detected IMN involvement has posed therapeutic dilemma even if the NCCN guideline has upgraded its recommendation. An effective and accurate method is needed to individualize the patient selection of IMNI so that the benefit of IMNI can be performed in patients with IMN metastasis. IM-SLNB would make it possible which is a minimally invasive technique to evaluate the metastasis status in IMN, improve the nodal staging in IMN chain, and would be used to guide personalized IMNI.
ACKNOWLEDGMENTS
Wang Y.-S. and Yu J.-M. conceived the study idea. Cong B.-B., Cao X.-S., Cao L., and Yu Y.-S. conducted the literature searches and review of studies. Wang Y.-S. and Yu J.-M. performed data extraction, interpreted analyses. Wang Y.-S. and Yu J.-M. advised on clinical content and on data resolution. Wang Y.-S., Cao L., and Cong B.-B. provided additional data. Cong B.-B., Zhu H., Yu Y.-S. contributed to drafting the manuscript. Wang Y.-S. and Yu J.-M. contributed to reviewing the manuscript. We thank Tong Zhao, MA, Peng-Fei Qiu, MA, Peng Chen, MA, Chun-Jian Wang, MA, and Zhao-Peng Zhang, MA from our breast cancer center. All five of these individuals contributed to manuscript review; none received compensation for their contributions. We thank Rogers W, PhD, an English teacher from University of Jinan, who contributed to revise the language of the manuscript.
CONFLICTS OF INTEREST
The authors declare no conflicts of interest in the work presented.
FUNDING
The work was supported by grants from the National Natural Science Foundation of China (81672638), the Graduate Innovation Foundation of University of Jinan (YCXB15006), the Natural Science Foundation of Shandong Province (2014ZRC03036), the Focus on Research and Development Program of Shandong Province (2015GSF118136), and the Science and Technology Planning Project of Shandong Academy of Medical Sciences (2016–39).
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